Erik David Sutcliffe

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2012 → 07/2017
  Us Air Force-Gsa
  Minneapolis, MN
• 08/2017 → 02/2022
  Securities America, Inc.
  Edina, MN
• 01/2018 → 02/2022
  Securities America Advisors
  Edina, MN
• 01/2018 → 02/2022
  Securities America Advisors
  La Vista, NE
• 02/2022 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 02/2022 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2018-01-02 → 2022-02-01
  Securities America Advisors, Inc.
  Edina, MN
  Edina, MN

Other Businesses

1) ALPHA FINANCIAL SERVICES, 3601 Minnesota Drive, Suite 860, Bloomington MN 55435, United States, 09/2017, Investment Advisor Representative, Insurance/Benefits/Human Resources, NIR, 5 HR/MO – 2 HR/MO TRADIN 2) TAX PREPARATION ASSOCIATES, 3601 Minnesota Drive, Suite 860, Bloomington MN 55435, United States, 01/2019, Tax Preparer, Tax Services, NIR, 20 HR/MO – 15 HR/MO TRADING 3) CIRA / 1776 PLEASANT PLAIN RD, FAIRFIELD, IA 52556 / AS ADVISORY REP OF A RIA / INV REL / 160 HR/MO - 120 HR/MO TRADING. 02/01/2022

Exams

• S66 Uniform Combined State Law Examination
  2017-12-14

Other Names

• Erik D Sutcliffe
• Eril Sutcliffe