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Zachary Brooks

LPl Financial LLC

Pensacola, FL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-10-28
TX RA APPROVED 2024-10-25
  • FL RA
    APPROVED
    Since 2024-10-28
  • TX RA
    APPROVED
    Since 2024-10-25

Branch Locations

6202 N. 9Th Ave Suite 1B, Pensacola, FL 32504 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sherwin-Williams Fort Walton Beach FL 08/2008 05/2017
Edward Jones Pensacola FL 05/2017 10/2024
Lpl Financial Llc Pensacola FL 10/2024 Present
  • 08/2008 → 05/2017
    Sherwin-Williams
    Fort Walton Beach, FL
  • 05/2017 → 10/2024
    Edward Jones
    Pensacola, FL
  • 10/2024 → Present
    Lpl Financial Llc
    Pensacola, FL
Previous Registrations
  • 2017-07-21 → 2024-10-28
    Edward Jones
    Pensacola, FL
    St Louis, MO
    Pensacola, FL
    Pensacola, FL
    Pensacola, FL
Other Businesses

1- 10/2024 / OBAAT Investment LLC / Business Entity For Tax/Investment Purposes Only / NON INV RLTD / START 09/04/2024 2- 10/2024 / Prosperous Wealth Management / DBA for LPL Business (entity for LPL business) / INV RLTD / 160 HRS MNTH / 40 HRS DURING TRADING / START 10/21/2024

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-19
  • S66 Uniform Combined State Law Examination
    2017-07-19
Designations
Other Names
  • Zachary Brooks
  • Zachary Alexander Brooks

View on SEC IAPD

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HHM WEALTH ADVISORS, LLC
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KINGSMAN WEALTH MANAGEMENT INC.
TRUIST ADVISORY SERVICES, INC.
VM. GROUP
CETERA INVESTMENT ADVISERS LLC

Other Investors

WALTER BRYAN HILL
Evan Jacob Seagle
Robert Charles Lucier
Trevor Samuel Odom
WESLEY SYFRETT ODOM
Frank Pesce III
JOHN FREDERICK COSGROVE
Katie Ilene Kingsman

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Pensacola, FL
HHM WEALTH ADVISORS, LLC · Pensacola, FL
EDWARD JONES · PENSACOLA, FL
ARMADA ADVISORS · PENSACOLA, FL
EDWARD JONES · PENSACOLA, FL
KINGSMAN WEALTH MANAGEMENT INC. · PENSACOLA, FL
TRUIST ADVISORY SERVICES, INC. · PENSACOLA, FL
TRUIST ADVISORY SERVICES, INC. · PENSCOLA, FL

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