Iola Y Xiao

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2017 → 01/2021
  Jp Morgan Securities Llc
  San Diego, CA
• 05/2017 → 01/2021
  Jp Morgan Chase Bank
  San Diego, CA
• 09/2011 → 04/2017
  Aaxy Llc
  Austin, TX
• 10/2022 → 06/2023
  First Republic Bank
  San Diego, CA
• 10/2022 → 06/2023
  First Republic Securities Company, Llc
  San Diego, CA
• 01/2021 → 10/2022
  Jp Morgan Chase Bank
  San Diego, CA
• 07/2023 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  La Jolla, CA
• 09/2023 → Present
  Bank Of America, N.A.
  La Jolla, CA

Other Businesses

Business Name: Rental Property 1; NoAustin TX 78641Rental Property OwnerOwner08/14/20120.2 hours monthly0Managing property and tenants I*2993264, Entity Type: , Name of OBA: Rental Property 2, Address: Escondido, California, 92026, Investment Related: N, Position, Title, Association: Co-owner with other family members, Employee State Date: 10/17/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties:

Exams

• S66 Uniform Combined State Law Examination
  2023-11-02
• S63 Uniform Securities Agent State Law Examination
  2017-06-23

Other Names

• Yang Xiao
• Iola Xiao
• Iola Xiao Zhang
• Xiao Yang
• Iola Yang Xiao