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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-02-23 |
Branch Locations
1295 State Street, Springfield, MA 01111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | Santa Barbara | CA | 05/2017 | 05/2018 |
| Westmont College | Santa Barbara | CA | 08/2015 | 05/2017 |
| Planmember Securities Corporation | Carpinteria | CA | 05/2018 | 02/2024 |
| Massmutual | Springfield | MA | 02/2024 | Present |
| Mml Investors Services, Llc | Lompoc | CA | 02/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-22 |
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