Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-05-20
  • CA RA
    APPROVED
    Since 2026-05-20

Branch Locations

3610 American River Dr Ste 120, Sacramento, CA 95864-5999 • United States

Orangevale, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Financial Services Network Sacramento CA 04/2017 10/2024
State Street Corporation Sacramento CA 06/2008 04/2017
Lpl Financial, Llc Sacramento CA 05/2017 Present
Mariner Independent Advisor Network, Llc Sacramento CA 11/2017 10/2024
Mariner Independent Advisor Network, Llc Overland Park KS 10/2024 05/2026
  • 04/2017 → 10/2024
    The Financial Services Network
    Sacramento, CA
  • 06/2008 → 04/2017
    State Street Corporation
    Sacramento, CA
  • 05/2017 → Present
    Sacramento, CA
  • 11/2017 → 10/2024
    Mariner Independent Advisor Network, Llc
    Sacramento, CA
  • 10/2024 → 05/2026
    Mariner Independent Advisor Network, Llc
    Overland Park, KS
Previous Registrations
Other Businesses

1. 11/02/2017 - RENTAL PROPERTY/ REAL ESTATE RENTAL/ 1%/ 2608 KOKANEE WAY, SACRAMENTO, CA 95826-1913. 2. 4/30/2020 - Hancock Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/29/2020 - 3 Hours Per Month/160 Hours During Securities Trading. 3. 09/14/2022 - Mariner Advisor Network - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 09/15/2022 4. 11/05/2024- Mariner Independent Advisor Network, LLC- Registered Investment Advisor Hybrid- Admin - Investment Related - At Reported Business Location(s) - Start Date 10/07/2024 - 160 Hours Per Month/ 8 Hours During Trading- I provide administrative support to Mariner Independent Advisor Network, LLC, an independent investment advisor firm. I started this business activity in 11/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-15
  • S66 Uniform Combined State Law Examination
    2018-03-15
Other Names
  • Christopher J Mcleod
  • Chris J Mcleod

View on SEC IAPD

More in Sacramento, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor