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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-05-20 |
Branch Locations
3610 American River Dr Ste 120, Sacramento, CA 95864-5999 • United States
Orangevale, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Financial Services Network | Sacramento | CA | 04/2017 | 10/2024 |
| State Street Corporation | Sacramento | CA | 06/2008 | 04/2017 |
| Lpl Financial, Llc | Sacramento | CA | 05/2017 | Present |
| Mariner Independent Advisor Network, Llc | Sacramento | CA | 11/2017 | 10/2024 |
| Mariner Independent Advisor Network, Llc | Overland Park | KS | 10/2024 | 05/2026 |
1. 11/02/2017 - RENTAL PROPERTY/ REAL ESTATE RENTAL/ 1%/ 2608 KOKANEE WAY, SACRAMENTO, CA 95826-1913. 2. 4/30/2020 - Hancock Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/29/2020 - 3 Hours Per Month/160 Hours During Securities Trading. 3. 09/14/2022 - Mariner Advisor Network - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 09/15/2022 4. 11/05/2024- Mariner Independent Advisor Network, LLC- Registered Investment Advisor Hybrid- Admin - Investment Related - At Reported Business Location(s) - Start Date 10/07/2024 - 160 Hours Per Month/ 8 Hours During Trading- I provide administrative support to Mariner Independent Advisor Network, LLC, an independent investment advisor firm. I started this business activity in 11/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-15 |
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