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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-07-14
WA RA APPROVED 2019-07-10
  • TX RA
    APPROVED_RES
    Since 2022-07-14
  • WA RA
    APPROVED
    Since 2019-07-10

Branch Locations

10400 Ne 4Th St Pbig - Bellevue Private Wealth, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Seattle WA 10/2017 Present
Oregon State University Corvallis OR 01/2013 06/2017
Northwestern Mutual Corvallis OR 04/2017 05/2017
Unemployed Eugene OR 06/2017 10/2017
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-09
  • S66 Uniform Combined State Law Examination
    2019-07-09
Other Names
  • Matthew Arbogast

View on SEC IAPD

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