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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PR | RA | APPROVED | 2026-07-07 |
| TX | RA | APPROVED | 2021-08-16 |
| NC | RA | APPROVED | 2021-08-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Life Insurance Company | St. Paul | MN | 05/2018 | 08/2021 |
| Securian Financial Services Inc | St. Paul | MN | 05/2018 | 08/2021 |
| North Star Resource Group | Durham | NC | 05/2018 | 08/2021 |
| University Of North Carolina At Chapel Hill | Chapel Hill | NC | 08/2014 | Present |
| North Star Resource Group | Durham | NC | 04/2017 | 05/2018 |
| Securian Financial Services Inc | St. Paul | MN | 04/2017 | 05/2018 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 08/2021 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 08/2021 | Present |
1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL, 80 HR/MO - 40 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 2. OP WEALTH MANAGEMENT, 401 Johnston Dr, Pineville NC 28134, United States, 02/02/2024, President, Owner/Partner of a Business Entity, INV REL, 1 HR/MO - 1 HR/MO TRADING 3. CAMERON CHURCH, 401 Johnston Dr, Pineville NC 28134, 12/2024, Paid Surveys, NIR, 1 HR/MO, 0 HR/MO TRADING. 4. SOUND FOUNDATION WEALTH ADVISORS, Pineville NC 28134, United States, 08/13/2021, IAR, DBA Name, INV REL, 160 HR/MO - 120 HR/MO TRADING 5. CROSSFIT, 10000 Pineville Matthews Road, Pineville NC 28134, United States, 04/24/2025, W2 Employee, Sport/Fitness/Gaming, NIR, 5 HR/MO - 0 HR/MO TRADING 6. OP TAX PLANNING LLC; SOUND FOUNDATION TAX PLANNERS, 401 Johnston Dr, Pineville NC 28134, United States, 01/01/2026, Owner, Accounting/Bookkeeping/Payroll Services, NIR, 10 HR/MO - 10 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-25 |
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