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3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-08-05 |
| VA | RA | APPROVED | 2024-08-02 |
Branch Locations
1701 Church Street, Suite D, Norfolk, VA 23504 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Command Financial Planning, Inc. | Fort Worth | TX | 05/2017 | 02/2018 |
| United States Navy | San Diego | CA | 08/1991 | 08/2017 |
| University Of Massachusetts Global | San Diego | CA | 08/2015 | Present |
| First Command Financial Planning, Inc. | Fort Worth | TX | 02/2018 | 08/2024 |
| First Command Advisory Services, Inc. | Fort Worth | TX | 02/2018 | 08/2024 |
| First Command Insurance Services, Inc. | Fort Worth | TX | 02/2018 | 08/2024 |
| Lpl Financial Llc | Norfolk | VA | 08/2024 | Present |
| Stratos Wealth Partners, Ltd. | Norfolk | VA | 08/2024 | Present |
1- 07/2024 / University of Massachusetts Global / Outside/W-2 Employment / Non Inv Related / 20 hr mnth / start 01/2015 2- 07/2024 / First Genesis Of Virginia / DBA for LPL Business (entity for LPL business) / Inv Related / at loc / 160 hr mnth / 8 hrs day during trading / start 07/12/2024 3- 07/2024 / Stratos Wealth Partners / DBA for LPL Business (entity for LPL business) / Inv Related / at loc / 160 hr mnth / 8 hrs day during trading / start 07/12/2024 4- 8/1/2024 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 5- 08/07/2024 - Stratos Wealth Partners, LTD - Registered Investment Advisor Hybrid - Advisor - Investment Related - At Reported Business Location(s) - Start Date 07/12/2024 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 7/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6- 10/24/2024 - Ash Brokerage, LLC - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 09/24/2024 - 5 Hours Per Month/ 0 Hours During Trading 7- 12/11/2024 - First Genesis Of Virginia - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 07/12/2024 - 160 hours per month/ 8 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-01-31 |
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