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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-10-28 |
| NC | RA | APPROVED | 2023-11-30 |
| CO | RA | APPROVED | 2023-11-27 |
Branch Locations
7333 W Jefferson Ave Ste 215, Lakewood, CO 80235 • United States
7531 S Virginia Dare Trl Unit 2D, Nags Head, NC 27959 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | Saint Louis | MO | 05/2017 | 08/2019 |
| Adt | Brookfield | WI | 07/2016 | 09/2016 |
| Unemployed | Pewaukee | WI | 10/2016 | 05/2017 |
| Cabot Lodge Securities Llc | New York | NY | 01/2020 | 04/2021 |
| Cl Wealth Management Llc | New York | NY | 01/2020 | 04/2021 |
| Edward Jones | Pewaukee | WI | 08/2019 | 10/2019 |
| Madison Avenue Securities | San Diego | CA | 04/2021 | 11/2023 |
| Ae Wealth Management, Llc | Topeka | KS | 04/2021 | 11/2023 |
| Ltcpro Llc Dba Federal Benefits Made Simple An E.A. Buck Company | Lakewood | CO | 12/2019 | 11/2023 |
| Ameriprise Financial Services | Rocky Mount | NC | 11/2023 | 11/2023 |
| Ameriprise Financial Services, Llc | Rocky Mount | NC | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | Rocky Mount | NC | 11/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-17 |
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