Scott Shoates

Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 01/2018
  Td Ameritrade
  Forth Worth, TX
• 01/2018 → 06/2018
  Fidelity Brokerage Services Llc
  Westlake, TX
• 07/2018 → 01/2022
  Tdameritrade Investment Management
  Southlake, TX
• 12/2021 → Present
  Charles Schwab & Co., Inc.
  Westlake, TX
• 12/2021 → Present
  Schwab Wealth Advisory Inc
  Westlake, TX

Previous Registrations

• 2018-07-23 → 2022-01-14
  Td Ameritrade Investment Management, Llc
  Southlake, TX
• 2018-02-02 → 2018-07-12
  Strategic Advisers Llc
  Westlake, TX
• 2016-01-21 → 2018-01-11
  Td Ameritrade, Inc.
  Westlake, TX
• 2016-01-21 → 2018-01-11
  Td Ameritrade Investment Management, Llc
  Fort Worth, TX
• 2010-09-10 → 2016-01-13
  Strategic Advisers Llc
  Westlake, TX

Other Businesses

1) Real Estate property Rentals | Investment Related:No|Other|Landlord|10/1/2013|Less than 20|0|I own 3 homes and 2 are rentals

Exams

• S63 Uniform Securities Agent State Law Examination
  2022-06-17
• S66 Uniform Combined State Law Examination
  2010-08-30

Designations

• Certified Financial Planner

Other Names

• Scott Garrett Shoates
• Scott Shoates