Neal Benjamin Hickey

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 04/2017
  Idoxworks Inc
  Redondo Beach, CA
• 05/2017 → 01/2022
  Stifel Nicolaus & Co
  Visalia, CA
• 01/2022 → Present
  Raymond James & Associates, Inc.
  Visalia, CA

Previous Registrations

• 2017-11-20 → 2022-02-04
  Stifel, Nicolaus & Company, Incorporated
  Visalia, CA

Other Businesses

(1)Name of Business: Address: 811 N B St, Exeter, CA, 93221, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 03/01/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of 811 N B St along with my wife. We are renting the property for the upcoming year. Eventually we want to sell the property but with rates being high we have decided to rent for now.

Exams

• S66 Uniform Combined State Law Examination
  2017-11-20