Locksley I Todd

Charles Schwab & Co., Inc.

Indianapolis, IN

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Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-01-03
IN	RA	APPROVED	2019-08-10

TX RA
APPROVED_RES

Since 2023-01-03
IN RA
APPROVED

Since 2019-08-10

Branch Locations

8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Indianapolis	IN	04/2017	Present
Global Resources Llc	Northbrook	IL	01/2017	04/2017
Franciscan Missionary Sisters (Our Lady Of The Poor) Aquatic Cnt	Kingston		04/2001	12/2016
E-Campus Jamaica Stock Exchange	Kingston		08/2013	12/2016
Aquatic Works Limited	Kingston		04/2004	03/2017
Ecampus Jamaica Stock Exchange	Kingston		06/2013	08/2019
Charles Schwab Bank, Ssb	Indianapolis	IN	08/2021	Present

04/2017 → Present

Charles Schwab & Co., Inc.

Indianapolis, IN
01/2017 → 04/2017

Global Resources Llc

Northbrook, IL
04/2001 → 12/2016

Franciscan Missionary Sisters (Our Lady Of The Poor) Aquatic Cnt

Kingston
08/2013 → 12/2016

E-Campus Jamaica Stock Exchange

Kingston
04/2004 → 03/2017

Aquatic Works Limited

Kingston
06/2013 → 08/2019

Ecampus Jamaica Stock Exchange

Kingston
08/2021 → Present

Charles Schwab Bank, Ssb

Indianapolis, IN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-08-10
S63	Uniform Securities Agent State Law Examination	2017-08-31

S66 Uniform Combined State Law Examination

2019-08-10
S63 Uniform Securities Agent State Law Examination

2017-08-31

View on SEC IAPD

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