Bill Harwood

Employer firm

Independent Advisor Alliance, LLC CRD 168267

$17.2B regulatory AUM 533 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2003 → Present
  Lpl Financial, Llc
  Greenville, SC
• 07/2017 → Present
  Independent Advisor Alliance, Llc
  Salem, SC

Other Businesses

1) 12/23/2003: No Business Name - Teacher/Instructor - Not Investment Related - FINANCIAL PLANNING SEMINARS FOR MEDICAL RESIDENTS 2) 11/8/2016: Harwood Financial Services, LLC - Non-Variable Insurance - Investment Related - 1735 St. Julian Place, Columbia, SC 29204 - Start 01/15/2003 - 5 Hr/Mo; 1 Hour(s) During Securities Trading - INS Types: Life, Health, Disability, LTC, Fixed Annuities. 3) 10/23/2017: Independent Advisor Alliance (IAA) - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 07/10/2017 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 6/29/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 12/13/2021 - Harwood Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2022 - 220 Hours Per Month/150 Hours During Securities Trading. 5) 12/23/2021 - Independent Advisor Alliance - DBA: (Hybrid) Harwood Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 01/01/2022 - 220 Hours Per Month/150 Hours During Securities Trading. 6) 04/05/2022 - Harwood Investment Properties, LLC - Investment Related - 19 Halton Green Way, Greenville, SC 29607 - Real Estate Rental - Start Date: 03/02/2022 - 1 Hour Per Month/0 Hours During Securities Trading - Renting space on the second floor of my building. 7) 9/11/2023 - Harwood Financial Services, LLC - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Start Date: 01/05/2003 - 10 Hours Per Month/0 Hours During Securities Trading - Tax preparation for our LPL investment clients only.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-20
• S63 Uniform Securities Agent State Law Examination
  1999-01-18

Other Names

• Bill Harwood
• John Harwood
• John William Harwood
• Bill William Harwood
• Bill Harwood, Cfp