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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-31
HI RA APPROVED 2020-01-09
  • TX RA
    APPROVED_RES
    Since 2026-03-31
  • HI RA
    APPROVED
    Since 2020-01-09

Branch Locations

98-1247 Kaahumanu St Ste 101, Aiea, HI 96701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc Aiea HI 08/2019 03/2020
Mission Financial Group Honolulu HI 10/2018 04/2019
Northwestern Mutual Honolulu HI 05/2017 08/2017
Creighton University Omaha NE 08/2014 05/2018
Creighton University Omaha NE 08/2014 05/2018
Uber Honolulu HI 12/2018 07/2019
Unemployed Honolulu HI 06/2018 09/2018
Ameriprise Financial Services, Llc Aiea HI 03/2020 Present
  • 08/2019 → 03/2020
    Ameriprise Financial Services, Inc
    Aiea, HI
  • 10/2018 → 04/2019
    Mission Financial Group
    Honolulu, HI
  • 05/2017 → 08/2017
    Northwestern Mutual
    Honolulu, HI
  • 08/2014 → 05/2018
    Creighton University
    Omaha, NE
  • 08/2014 → 05/2018
    Creighton University
    Omaha, NE
  • 12/2018 → 07/2019
    Uber
    Honolulu, HI
  • 06/2018 → 09/2018
    Unemployed
    Honolulu, HI
  • 03/2020 → Present
    Aiea, HI
Other Businesses

Real Estate Ownership; Single Family; 727 SPENCER ST, , HONOLULU, HI, 96813; Not Investment-Related; 12/03/2025 / Single Family; 1585 ALA HAHANUI ST, , HONOLULU, HI, 96818; Not Investment-Related; 12/03/2025 / Single Family; 55 S KUKUI ST D1803, , Honolulu, HI, 96813; Not Investment-Related; 02/02/2026.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-23
  • S66 Uniform Combined State Law Examination
    2019-12-23
Other Names
  • Easton Tsubata

View on SEC IAPD

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