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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-07-08 |
| TX | RA | APPROVED_RES | 2022-07-05 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 05/2017 | 04/2022 |
| Ats Logistics Services | Phoenix | AZ | 11/2015 | 04/2017 |
| Morgan Stanley | Tempe | AZ | 04/2022 | Present |
NAME OF BUSINESS: TRUSTEE OF DIEGO FAMILY TRUST INVESTMENT-RELATED: ADDRESS: CHANDLER, AZ START DATE: 1/2021 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 NAME OF BUSINESS: Agent - Spouse INVESTMENT-RELATED: ADDRESS: Chandler, AZ START DATE: 10/2021 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 2017-06-14 |
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