Neimia Francisco Pineda

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2018-03-07
CA	RA	APPROVED	2018-02-28

TX RA
APPROVED

Since 2018-03-07
CA RA
APPROVED

Since 2018-02-28

Branch Locations

Yucca Valley, CA • United States

333 S Hope St, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Pasadena	CA	05/2017	12/2017
Bank Of The West	City Of Industry	CA	11/2015	05/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Los Angeles	CA	01/2018	Present

05/2017 → 12/2017

Morgan Stanley

Pasadena, CA
11/2015 → 05/2017

Bank Of The West

City Of Industry, CA
01/2018 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA

Other Businesses

I*1435267 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Yucca Valley, California, 92284, United States Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 10/2/2023 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: ,

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-02-24

S66 Uniform Combined State Law Examination

2018-02-24

Other Names

Neimia Francisco Pineda
Neimia Pineda

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