Matthew Glen Oaks

Employer firm

Ae Wealth Management, LLC CRD 282580

$49.8B regulatory AUM 10 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2017 → 07/2019
  Horter Investment Management
  Cincinnati, OH
• 08/2011 → Present
  Financial Security Managemnent Agency, Inc.
  Vienna, OH
• 07/2019 → 08/2025
  Simplicity Wealth, Llc
  Summit, NJ
• 08/2025 → Present
  Ae Wealth Management, Llc
  Topeka, KS
• 05/2025 → Present
  Electornic Caregiver
  Las Cruces, NM

Previous Registrations

• 2019-07-18 → 2025-09-10
  Simplicity Wealth
  Vienna, OH
  Summit, NJ
• 2017-05-03 → 2019-07-17
  Horter Investment Management, Llc
  Vienna, OH
  Cincinnati, OH

Other Businesses

1) Financial Security Management Agency, Inc.; Yes, Investment-related; 972 Youngstown Kingsville Rd SE, Vienna, OH 44473; Insurance Sales; Vice President; Start Date: 08/2011; Approx. 25 hours/month; Approx. 20 hours/month during trading hours; Insurance Sales and Services. 2) Electronic Caregiver; Investment Related: No; 506 S Main St, Ste 1000, Las Cruces, NM 88001; AI-powered Virtual Caregiver; Position: Sales; Start Date 05/2025; Approx hours per month: 0; Approx hours during trading: 0; Promoting and educating people on Electronic Caregiver.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-04-07

Other Names

• Matt Oaks