Benjamin Chiu-fung Lau

Current Employers

Apriem Advisors

19200 Von Karman Avenue Suite 1050, Irvine, CA 92612 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2002-11-26

CA RA
APPROVED

Since 2002-11-26

Branch Locations

19200 Von Karman Avenue Suite 1050, Irvine, CA 92612 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Apriem Advisors	Irvine	CA	06/2002	Present

06/2002 → Present

Apriem Advisors

Irvine, CA

Other Businesses

BOARD OF DIRECTORS FOR THE CFA SOCIETY OF ORANGE COUNTY & CHAIRMAN OF THE INVESTMENT COMMITTEE, CFA-OC, STARTING 08/2014.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-05-15

S66 Uniform Combined State Law Examination

1999-05-15

Designations

Other Names

Benjamin C Lau

View on SEC IAPD

Current Employers

Apriem Advisors

Disclosures

Employment History

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