Carolyn Davila

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2013 → 04/2017
  Lpl Financial
  San Diego, CA
• 11/2018 → 03/2022
  Edward Jones
  St Louis, MO
• 05/2017 → 11/2018
  Unemployed
  San Diego, CA
• 03/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Austin, TX

Previous Registrations

• 2018-12-04 → 2022-03-14
  Edward Jones
  San Diego, CA
  St Louis, MO
• 2013-05-01 → 2017-05-10
  Lpl Financial Llc
  San Diego, CA
• 2012-11-15 → 2013-04-12
  Financial Telesis Inc
  San Rafael, CA
• 2010-07-20 → 2010-12-10
  Ubs Financial Services Inc.
  San Diego, CA
• 2010-03-08 → 2010-06-24
  Morgan Stanley
  Santa Barbara, CA
• 2004-07-08 → 2009-09-11
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Greenwich, CT
  Providence, RI
  Greenwich, CT

Exams

• S63 Uniform Securities Agent State Law Examination
  2022-04-18
• S66 Uniform Combined State Law Examination
  2000-10-18

Other Names

• Carolyn N Davila