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Stephen David Perl

Calamos Wealth Management LLC

Naperville, IL

New York, NY

CRD 3171813

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Employer firm

Calamos Wealth Management LLC CRD 143490

$5.48B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • ASSET ALLOCATION SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Calamos Wealth Management Llc

2020 Calamos Court, Naperville, IL 60563-2787 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-02-23
IL RA APPROVED 2014-05-09
  • NY RA
    APPROVED
    Since 2021-02-23
  • IL RA
    APPROVED
    Since 2014-05-09

Branch Locations

2020 Calamos Court, Naperville, IL 60563-2787 • United States

50 Rockerfeller Plaza Suite 1600, New York, NY 10020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Calamos Financial Services Llc Naperville IL 09/2008 Present
Calamos Wealth Management Llc Naperville IL 04/2014 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-05-27
S63 Uniform Securities Agent State Law Examination 1999-09-28
  • S65 Uniform Investment Adviser Law Examination
    2009-05-27
  • S63 Uniform Securities Agent State Law Examination
    1999-09-28

View on SEC IAPD

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