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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2021-08-13 |
Branch Locations
9899 Schwab Way Suite 100, Lone Tree, CO 80124-5377 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Lone Tree | CO | 06/2019 | Present |
| Smokin Fins | Highlands Ranch | CO | 07/2018 | 05/2020 |
| Northwestern Mutual | Golden | CO | 05/2017 | 09/2017 |
| Blue Sushi Sake And Grill | Centennial | CO | 03/2018 | 05/2018 |
| Salsa Brava Fresh Mexican Grill/Urban Egg | Highlands Ranch | CO | 07/2015 | 04/2018 |
| Charles Schwab Bank, Ssb | Lone Tree | CO | 08/2021 | Present |
Rental Property | Investment Related: No | Aurora, CO | Type of OBA: Real Estate (Non-Agent/Broker) | Landlord | Start date: 10-10-2014 | Hours Per Month: Less than 20 | Hours Spent during Security Trading: 0 | I own a rental property that I currently rent to tenants.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-08-13 |
| S63 | Uniform Securities Agent State Law Examination | 2019-10-25 |
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