David Michael Robertson

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2025-05-01
CA	RA	APPROVED	2025-05-01

AZ RA
APPROVED

Since 2025-05-01
CA RA
APPROVED

Since 2025-05-01

Branch Locations

Bullhead City, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Scf Securities, Inc.	Fresno	CA	03/2001	Present
Scf Marketing, Inc.	Fresno	CA	03/2001	Present
Robertson & Robertson Financial	Clovis	CA	04/2004	Present
Scf Investment Advisors, Inc.	Fresno	CA	07/2005	05/2025
Lpl Financial Llc	Bullhead City	AZ	05/2025	Present

03/2001 → Present

Scf Securities, Inc.

Fresno, CA
03/2001 → Present

Scf Marketing, Inc.

Fresno, CA
04/2004 → Present

Robertson & Robertson Financial

Clovis, CA
07/2005 → 05/2025

Scf Investment Advisors, Inc.

Fresno, CA
05/2025 → Present

Lpl Financial Llc

Bullhead City, AZ

Previous Registrations

2005-07-12 → 2025-05-01

Scf Investment Advisors, Inc.

Fresno, CA

Clovis, CA

San Diego, CA

Bullhead City, AZ

Mohave Valley, AZ
2005-11-22 → 2011-01-15

Scf Securities, Inc.

Fresno, CA

San Diego, CA

Bullhead City, AZ

San Diego, CA

Bullhead City, AZ

Other Businesses

1. 5/2025 - Robertson & Robertson Financial- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s)- 120 Hrs Per Mnth/Trading- Start Date 03/11/2024

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-06-28
S63	Uniform Securities Agent State Law Examination	1999-02-03

S65 Uniform Investment Adviser Law Examination

2005-06-28
S63 Uniform Securities Agent State Law Examination

1999-02-03

View on SEC IAPD