Yasser O. Arrocha

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2019 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 04/2017 → 09/2017
  Northwestern Mutual
  Lombard, IL
• 05/2018 → 03/2019
  Uber (Raiser Llc)
  Chicago, IL
• 08/2010 → 05/2018
  University Of Illinois At Urbana Champaign
  Champaign, IL
• 04/2019 → Present
  Bank Of America, N.A.
  Chicago, IL

Other Businesses

I*1077267 For profit or not for profit: Entity For Profit Name of outside business organization: Uber Investment related: N Address of business: Chicago, Illinois Nature of business: ["Corporation"] Position, title, association: ["Employee"], Start date of relationship: 11/19/2022 Number of hours devoted: 15 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: I will be driving for Uber over the weekends

Exams

• S66 Uniform Combined State Law Examination
  2019-07-29

Other Names

• Yasser Arrocha
• Yasser Oriel Arrocha