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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-12-06
OH RA APPROVED 2017-12-15
  • TX RA
    APPROVED_RES
    Since 2023-12-06
  • OH RA
    APPROVED
    Since 2017-12-15

Branch Locations

3045 Newmark Dr, Miamisburg, OH 45342 • United States

Springboro, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc Miamisburg OH 08/2013 03/2020
Ameriprise Financial Services, Llc Miamisburg OH 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 20880 S Wapakoneta Rd, , Cridersville, OH, 45806; Not Investment-Related; 10/01/2020. Board of Directors; Clock Tower Office Condominium Association; Board Member; 5640 Sebastian Ln, , Liberty Township, OH, 45011; Not Investment-Related; 11/22/2019; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Randin LLC; AFA - Client Service; ; 7588 Country Brook Ct, , Springboro, OH, 45066; Investment-Related; 04/27/2017; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-16
  • S66 Uniform Combined State Law Examination
    2017-08-16
Other Names
  • Kristos Pericleous

View on SEC IAPD

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