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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2019-01-10
KY RA APPROVED 2017-07-31
  • IN RA
    APPROVED
    Since 2019-01-10
  • KY RA
    APPROVED
    Since 2017-07-31

Branch Locations

886 Sycamore St, Rockport, IN 47635 • United States

301 Second Street, Henderson, KY 42420 • United States

224 W Main Street, Boonville, IN 47601 • United States

133 Old Highway Road, Tell City, IN 47586 • United States

123 W 4Th Street, Owensboro, KY 42303 • United States

3230 Mount Moriah Ave, Owensboro, KY 42303 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Security Bank Evansville IN 09/2012 04/2017
Lpl Financial, Llc Henderson KY 05/2017 Present
Old National Bank Henderson KY 05/2017 Present
  • 09/2012 → 04/2017
    First Security Bank
    Evansville, IN
  • 05/2017 → Present
    Henderson, KY
  • 05/2017 → Present
    Old National Bank
    Henderson, KY
Other Businesses

1) 11/14/2023 - Old National Bank - Non Inv Related - At Reported Business Location(s) - Financial Institution Duty - Financial Advisor - Start Date: 10/05/2023 - 4 Hrs/Mo During Trading 2) 04/01/2025 - Old National Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/01/2025 - 0 Hours Per Month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-26
  • S66 Uniform Combined State Law Examination
    2017-07-26

View on SEC IAPD

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