Kody Lee Cook

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 04/2017
  J -Mo Marketing
  Springfield, MO
• 04/2017 → 05/2018
  Northwestern Mutual
  Springfield, MO
• 05/2018 → 01/2019
  New York Life Insurance Co.
  Overland Park, KS
• 05/2018 → 01/2019
  Nylife Securities Llc
  Overland Park, KS
• 01/2019 → 03/2019
  Mutual Of Omaha Investor Services
  Springfield, MO
• 01/2019 → 03/2019
  Mutual Of Omaha
  Springfield, MO
• 04/2019 → 02/2021
  New York Life Insurance Co.
  Overland Park, KS
• 10/2019 → 02/2021
  Nylife Securities Llc
  Overland Park, KS
• 02/2023 → Present
  Mml Investors Services, Llc
  Overland Park, KS
• 02/2021 → Present
  Massmutual Life Insurance Company
  Overland Park, KS

Other Businesses

(1) NAME: CYSTIC FIBROSIS FOUNDATION INV REL: N ADD: 3901 RAINBOW BLVD, KANSAS CITY MO 66160 NATURE: RAISE FUNDS TO HELP CF PATIENTS WHEN THEY BECOME ILL POSITION: BOARD MEMBER START DATE: 10/03/2023 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 30 MINUTES DESCRIBE DUTIES: HELP COME UP WITH IDEAS FOR FUND RAISERS, ALONG WITH WORKING THE FUND-RAISING EVENTS THAT HAPPEN 2-4 TIMES PER YEAR. (2) NAME: COLLECTIVE WEALTH STRATEGIES, LLC, INV REL: Y, ADD: 10975 BENSON DRIVE, SUITE 350, OVERLAND PARK, KS 66210 NATURE: OWNER OF LLC FOR PASS THROUGH COMPENSATION, POSITION: OWNER, START DATE: 01/23/2026 NO. HR/MO: 40 NO. HR/MO DURING SEC TRADING:40

Exams

• S66 Uniform Combined State Law Examination
  2023-08-11

Other Names

• Kody Lee Cook
• Kody Cook