James Patrick Stites

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1999 → 07/2021
  Waddell & Reed, Inc.
  Franklin, TN
• 02/1999 → 07/2021
  Various Insurance Carriers Forn W&R Insurance Agencies
  Brentwood, TN
• 07/2011 → 07/2021
  Destin Sea Star, Llc
  Brentwood, TN
• 11/2012 → 07/2021
  Pearl Meadow Llc
  Brentwood, TN
• 09/2019 → 07/2021
  Brentwood Aviation, Lp
  Franklin, TN
• 07/2021 → Present
  Lpl Financial Llc
  Franklin, TN

Previous Registrations

• 2003-03-12 → 2021-07-21
  Waddell & Reed
  Brentwood, TN
  Nashville, TN
  Nashville, TN
  Charleroi, PA
  Franklin, TN

Other Businesses

1) 11/2012 - Real Estate Rental - Pearl Meadow, LLC - Investment Related - 4 hr/mon - Brentwood, TN 37027 2) 7/2021 - Non-Variable Insurance - James Patrick Stites - Investment Related - 10% - Franklin, TN 37067 3) 4/2021 - DBA for LPL Business (entity for LPL business) - Franklin Financial Advisors - Investment Related - Franklin, TN 37067 4) 06/04/2025 - The Patrick & Amy Stites Living Trust. - Inv. Related - Brentwood TN - Real Estate Rental - Start Date:09/01/2024 - 1 Hrs/Mth - 0 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-01-21
• S63 Uniform Securities Agent State Law Examination
  1999-01-22

Other Names

• Patrick Stites