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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-10-21 |
| TN | RA | APPROVED | 2025-10-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Student | Morristown | TN | 08/2015 | 12/2018 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2017 | 08/2025 |
| Northwestern Mutual Investment Services Llc | Knoxville | TN | 04/2017 | 08/2025 |
| Massmutual Life Insurance Co | Knoxville | TN | 07/2025 | Present |
| Mml Investors Services Llc | Knoxville | TN | 08/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-09-24 |
| S63 | Uniform Securities Agent State Law Examination | 2018-04-09 |
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