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620 Mabry Hood Road Suite 101, Knoxville, TN 37932 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2023-03-07 |
Branch Locations
620 Mabry Hood Road Suite 101, Knoxville, TN 37932 • United States
923 W 1St N St, Morristown, Tn 37814, Morristown, TN 37814 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| N/A | N/A | TN | 01/2013 | 06/2018 |
| 21St Mortgage | Knoxville | TN | 06/2018 | 06/2019 |
| Hamblen County Schools | Morristown | TN | 09/2019 | 06/2023 |
| Wmg Financial Advisors, Llc | Morristown | TN | 02/2023 | Present |
Morristown West High School - Head coach; Investment related: No; Location: One Trojan Trail Morristown TN 37813; Description: Head tennis coach at Morristown West High School. Paid position with a stipend of $4,000 for position. After business hours with two practices in evenings during the fall and practices and matches from mid February to early May; Responsibilities Duties: Run and organize a high school tennis team in terms of practices and coaching. I will not be doing any fundraising or administrative work; it will be limited to actual practices and matches. All work will take place after trading hours. ; Start date: 2024-09-09; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 20; Percentage of total yearly compensation expected to be derived from the business: 5; Contact person at the organization: Calvin Decker ; Website address for the organization: https://mhhsw.hcboe.net/. Lakeway Tennis Association; President/Registered Agent; Not Investment related; 230 Montrose Ave Morristown TN 37813; Description: Unpaid registered agent for Lakeway Tennis Association, a Tennessee non-profit, serving as official state representative; Responsibilities: Oversee group of volunteers to promote tennis for children and adults in the Lakeway area; Start date: 2025-06-24; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 2; Percentage of total yearly compensation expected to be derived from the business: 0; Contact person at the organization: Andy Hall.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-03-03 |
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