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240 Main Street Suite 200, Gladstone, NJ 07934 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-01-22 |
Branch Locations
240 Main Street Suite 200, Gladstone, NJ 07934 • United States
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-11-22 |
| TX | RA | APPROVED | 2024-11-21 |
Branch Locations
240 Main Street, Suite 200, Gladstone, NJ 07934 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Bank | North Kingstown | RI | 09/2018 | 02/2019 |
| Arturo Joe's | Narragansett | RI | 06/2018 | 08/2018 |
| Elon University | Elon | NC | 09/2014 | 05/2018 |
| Citizens Securities, Inc | Canton | MA | 09/2018 | 06/2020 |
| Citizens Securities, Inc | Canton | MA | 06/2020 | 12/2020 |
| Citizens Bank | East Greenwich | RI | 02/2019 | 06/2020 |
| Citizens Bank | Narragansett | RI | 06/2020 | 12/2020 |
| Northwestern Mutual | Providence | RI | 05/2017 | 09/2017 |
| Lincoln Investment | Fort Washington | PA | 01/2021 | 10/2024 |
| Capital Analysts | Fort Washington | PA | 01/2021 | 10/2024 |
| Cetera Advisors Llc | St Cloud | MN | 11/2024 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2024 | Present |
| Unemployed | Boonton | NJ | 10/2024 | 11/2024 |
| Private Client Group | Bedminster | NJ | 11/2024 | Present |
1. NAME OF OTHER BUSINESS: PRIVATE CLIENT GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL PLANNING FIRM START DATE: 11/2024, POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: ASSIST CLIENTS WITH ACCOUNTS AND FINANCIAL NEEDS. ASSIST THE PRINCIPAL WITH RELATED TASKS;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 2018-12-11 |
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