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Current Employers
Private Client Group Asset Management

240 Main Street Suite 200, Gladstone, NJ 07934 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-01-22
  • NJ RA
    APPROVED
    Since 2025-01-22

Branch Locations

240 Main Street Suite 200, Gladstone, NJ 07934 • United States

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-11-22
TX RA APPROVED 2024-11-21
  • NJ RA
    APPROVED
    Since 2024-11-22
  • TX RA
    APPROVED
    Since 2024-11-21

Branch Locations

240 Main Street, Suite 200, Gladstone, NJ 07934 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Bank North Kingstown RI 09/2018 02/2019
Arturo Joe's Narragansett RI 06/2018 08/2018
Elon University Elon NC 09/2014 05/2018
Citizens Securities, Inc Canton MA 09/2018 06/2020
Citizens Securities, Inc Canton MA 06/2020 12/2020
Citizens Bank East Greenwich RI 02/2019 06/2020
Citizens Bank Narragansett RI 06/2020 12/2020
Northwestern Mutual Providence RI 05/2017 09/2017
Lincoln Investment Fort Washington PA 01/2021 10/2024
Capital Analysts Fort Washington PA 01/2021 10/2024
Cetera Advisors Llc St Cloud MN 11/2024 Present
Cetera Investment Advisers Llc Schaumburg IL 11/2024 Present
Unemployed Boonton NJ 10/2024 11/2024
Private Client Group Bedminster NJ 11/2024 Present
  • 09/2018 → 02/2019
    Citizens Bank
    North Kingstown, RI
  • 06/2018 → 08/2018
    Arturo Joe's
    Narragansett, RI
  • 09/2014 → 05/2018
    Elon University
    Elon, NC
  • 09/2018 → 06/2020
    Canton, MA
  • 06/2020 → 12/2020
    Canton, MA
  • 02/2019 → 06/2020
    Citizens Bank
    East Greenwich, RI
  • 06/2020 → 12/2020
    Citizens Bank
    Narragansett, RI
  • 05/2017 → 09/2017
    Northwestern Mutual
    Providence, RI
  • 01/2021 → 10/2024
    Fort Washington, PA
  • 01/2021 → 10/2024
    Fort Washington, PA
  • 11/2024 → Present
    Cetera Advisors Llc
    St Cloud, MN
  • 11/2024 → Present
    Schaumburg, IL
  • 10/2024 → 11/2024
    Unemployed
    Boonton, NJ
  • 11/2024 → Present
    Private Client Group
    Bedminster, NJ
Previous Registrations
  • 2021-01-07 → 2024-10-22
    Palm Beach Gardens, FL
    Fort Washington, PA
    Boonton, NJ
  • 2021-01-07 → 2024-10-22
    Fort Washington, PA
    Boonton, NJ
  • 2019-03-19 → 2020-12-11
    North Kingstown, RI
    Deep River, CT
    East Greenwich, RI
    Narragansett, RI
    Bridgeport, CT
Other Businesses

1. NAME OF OTHER BUSINESS: PRIVATE CLIENT GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL PLANNING FIRM START DATE: 11/2024, POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: ASSIST CLIENTS WITH ACCOUNTS AND FINANCIAL NEEDS. ASSIST THE PRINCIPAL WITH RELATED TASKS;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-03-18
S63 Uniform Securities Agent State Law Examination 2018-12-11
  • S65 Uniform Investment Adviser Law Examination
    2019-03-18
  • S63 Uniform Securities Agent State Law Examination
    2018-12-11
Other Names
  • Zach Tombs

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