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920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2021-06-01 |
Branch Locations
710 Commerce Drive, Suite 150, Woodbury, MN 55125 • United States
920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States
10900 Wayzata Blvd., Suite 270, Minnetonka, MN 55305 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mark J Heurung | Minneapolis | MN | 04/2017 | 06/2017 |
| Kohler | Kohler | WI | 06/2015 | 05/2017 |
| Mark Heurung | Minneapolis | MN | 06/2017 | 07/2018 |
| Northwestern Mutual Investment Services Llc | Minneapolis | MN | 06/2017 | 07/2018 |
| Lpl Financial, Llc | Minnetonka | MN | 07/2018 | Present |
| Wealth Enhancement Group | Plymouth | MN | 08/2018 | 01/2021 |
| Wealth Enhancement Brokerage Services | Plymouth | MN | 08/2018 | 01/2021 |
| Wealth Enhancement Advisory Services | Plymouth | MN | 10/2018 | 01/2021 |
| Great Valley Advisor Group, Inc. | Minnetonka | MN | 01/2021 | Present |
1. 6/30/2021 - Great Valley Advisor Group, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Licensed Admin. - Started 06/24/2021 - 160 Hours Per Month/32 Hours During Securities Trading - Time Spent 100% - I provide administrative support to Great Valley Advisor Group, Inc, an independent investment advisor firm. I started this business activity in 06/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 8/3/2021 - PeakHaven Asset Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/24/2021 - 160 Hours Per Month/8 Hours During Securities Trading. 3. 12/12/2022 - Innovative Planning Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 09/27/2022 - 160 Hours Per Month/32 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 2017-09-05 |
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