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Sam Clinton Price

Halo Investment Services, LLC

Chicago, IL

Manhasset, NY

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Current Employers
Halo Investment Services, Llc

1129 Northern Blvd. Suite 404, Manhasset, NY 11030 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-02-22
  • IL RA
    APPROVED
    Since 2024-02-22

Branch Locations

200 West Jackson Suite 1800, Chicago, IL 60606 • United States

1129 Northern Blvd. Suite 404, Manhasset, NY 11030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invesco Distributors, Inc. Houston TX 06/2010 07/2020
Halo Securities, Llc Chicago IL 07/2020 Present
Halo Investment Services Chicago IL 01/2024 Present
  • 06/2010 → 07/2020
    Invesco Distributors, Inc.
    Houston, TX
  • 07/2020 → Present
    Halo Securities, Llc
    Chicago, IL
  • 01/2024 → Present
    Halo Investment Services
    Chicago, IL
Previous Registrations
  • 2010-06-14 → 2020-07-13
    Invesco Advisers, Inc.
    Atlanta, GA
    Downer Grove, IL
  • 2005-06-09 → 2010-06-03
    Van Kampen Advisors Inc
    Oakbrook Terrace, IL
Other Businesses

HALO SECURITIES BROKER DEALER REGISTERED REPRESENTATIVE SINCE 07/2020 INVESTMENT RELATED HALO INVESTMENT SERVICES INVESTMENT ADVISER INVESTMENT ADVISER REPRESENTATIVE SINCE 01/2024 INVESTMENT REALTED

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-07-23
S63 Uniform Securities Agent State Law Examination 1999-02-22
  • S65 Uniform Investment Adviser Law Examination
    2001-07-23
  • S63 Uniform Securities Agent State Law Examination
    1999-02-22

View on SEC IAPD

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SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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