Jonathan Robert Swofford

Current Employers

Employment History

• 04/2017 → 07/2018
  Fidelity Brokerage Services Llc
  Durham, NC
• 07/2016 → 04/2017
  Fidelity Investments Institutional Operations Company, Inc.
  Durham, NC
• 01/2019 → 01/2026
  Fidelity Brokerage Services Llc
  Jupiter, FL
• 07/2018 → 01/2019
  Unemployed
  Jupiter, FL
• 01/2026 → 03/2026
  Unemployed
  Charlotte, NC
• 03/2026 → Present
  Core Advisory Group
  Charlotte, SC
• 03/2026 → Present
  Lpl Financial Llc
  Charlotte, SC

Previous Registrations

• 2025-03-31 → 2026-01-15
  Strategic Advisers Llc
  Charlotte, NC
  Charlotte, NC
  Boston, MA
• 2019-02-04 → 2025-03-31
  Fidelity Personal And Workplace Advisors
  Jupiter, FL
  Charlotte, NC
• 2018-03-23 → 2018-07-12
  Strategic Advisers Llc
  Durham, NC

Other Businesses

1. 02/2026 - Fairview Wealth Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 120 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 3/2/2026 2. 03/10/2026 - Core Advisory Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 03/02/2026 - 160 hours per month/ 120 hours during trading - I provide investment advisory services through Core Advisory Group, an independent investment advisor firm. I started this business activity in 3/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 07/08/2026 - Highland Capital Brokerage - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 06/25/2026 - 15 hours per month/ 7 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2017-07-18

Other Names

• Jon Swofford
• Jonathan Robert Swofford
• Jonathan Swofford