Brittany Baffone

Ameriprise Financial Services, LLC

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Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-06-05
DE	RA	APPROVED	2024-07-29

TX RA
APPROVED

Since 2025-06-05
DE RA
APPROVED

Since 2024-07-29

Branch Locations

1011 Centre Rd Ste 100, Wilmington, DE 19805-1270 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Llc	Wilmington	DE	06/2020	04/2023
Milestone Wealth Advisors, Inc.	Wilmington	DE	05/2017	06/2020
First State Health And Wellness	Newark	DE	02/2015	05/2017
Wilmington University	New Castle	DE	08/2014	06/2018
Ameriprise Financial Services, Llc	Wilmington	DE	04/2023	Present

06/2020 → 04/2023

Ameriprise Financial Services, Llc

Wilmington, DE
05/2017 → 06/2020

Milestone Wealth Advisors, Inc.

Wilmington, DE
02/2015 → 05/2017

First State Health And Wellness

Newark, DE
08/2014 → 06/2018

Wilmington University

New Castle, DE
04/2023 → Present

Ameriprise Financial Services, Llc

Wilmington, DE

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-07-26

S66 Uniform Combined State Law Examination

2024-07-26

Other Names

Brittany Harvey
Brittany Nicole Harvey
Brittany Baffone

View on SEC IAPD

Other Firms

OSAIC WEALTH, INC.

STATE FARM INVESTMENT MANAGEMENT CORP.

KINGSVIEW WEALTH MANAGEMENT, LLC

WELLS FARGO CLEARING SERVICES, LLC

PNC WEALTH MANAGEMENT LLC

RAYMOND JAMES & ASSOCIATES, INC.

WISE FINANCIAL SERVICES LLC

Other Investors

LORI ANN RUTKOWSKI

ROBERT GEORGE ZIEGLER

GERARD PHILLIPPE VIARS

STEPHEN CRAIG MCDERMOTT

BRENT CHRISTOPHER FUCHS

Michelle Keiko Mullinix

ABBY LEIGH PUBUSKY

Sophie Schroyer

Other Offices

OSAIC WEALTH, INC. · WILMINGTON, DE

STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, DE

AMERIPRISE FINANCIAL SERVICES, LLC · Wilmington, DE

KINGSVIEW WEALTH MANAGEMENT, LLC · Wilmington, DE

STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, DE

WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, DE

PNC WEALTH MANAGEMENT LLC · WILMINGTON, DE

EDWARD JONES · WILMINGTON, DE

More in Wilmington, DE

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