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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-01-21 |
| NC | RA | APPROVED | 2021-01-07 |
Branch Locations
6340 Quadrangle Drive Suite 300, Chapel Hill, NC 27517 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual | Raleigh | NC | 05/2017 | 08/2017 |
| Vivace | Raleigh | NC | 10/2014 | 03/2019 |
| East Carolina University | Greenville | NC | 08/2016 | 05/2018 |
| Axa Advisors, Llc | New York | NY | 10/2018 | 01/2020 |
| Equitable Advisors, Llc | New York | NY | 01/2020 | 06/2020 |
| Morgan Stanley | Chapel Hill | NC | 12/2020 | Present |
| Unemployed | Durham | NC | 07/2020 | 12/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-19 |
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