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Eric Daniel Silvestre

LPl Financial LLC

Westlake Village, CA

Santa Monica, CA

CRD 3171573

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-06-05
CT RA APPROVED 2025-06-05
MN RA APPROVED 2025-06-05
NJ RA APPROVED 2025-06-05
OR RA APPROVED 2025-06-05
TX RA APPROVED_RES 2025-06-05
WA RA APPROVED 2025-06-05
  • CA RA
    APPROVED
    Since 2025-06-05
  • CT RA
    APPROVED
    Since 2025-06-05
  • MN RA
    APPROVED
    Since 2025-06-05
  • NJ RA
    APPROVED
    Since 2025-06-05
  • OR RA
    APPROVED
    Since 2025-06-05
  • TX RA
    APPROVED_RES
    Since 2025-06-05
  • WA RA
    APPROVED
    Since 2025-06-05

Branch Locations

2555 Townsgate Rd Ste 300, Westlake Village, CA 91361 • United States

Santa Monica, CA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Santa Monica CA 10/2012 08/2019
J.P. Morgan Chase Bank, N.A. Santa Monica CA 01/2018 08/2019
Western International Securities, Inc. Pasadena CA 08/2019 06/2025
Lpl Financial Llc Westlake Village CA 06/2025 Present
  • 10/2012 → 08/2019
    Santa Monica, CA
  • 01/2018 → 08/2019
    J.P. Morgan Chase Bank, N.A.
    Santa Monica, CA
  • 08/2019 → 06/2025
    Western International Securities, Inc.
    Pasadena, CA
  • 06/2025 → Present
    Westlake Village, CA
Previous Registrations
  • 2019-08-29 → 2025-06-05
    Western International Securities, Inc.
    Westlake Village, CA
    Santa Monica, CA
  • 2012-10-01 → 2019-08-22
    Los Angeles, CA
    Pacific Palisades, CA
    Santa Monica, CA
    Santa Monica, CA
    Santa Monica, CA
    Santa Monica,, CA
    Santa Monica, CA
    Santa Monica, CA
  • 2010-03-09 → 2012-10-01
    Chase Investment Services Corp.
    Santa Monica, CA
    Santa Monica, CA
    Santa Monica, CA
    Santa Monica, CA
    Pacific Palisades, CA
    Los Angeles, CA
Other Businesses

1- 06/2025 - Libra Financial, LLC - DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 12/30/2019 - 160 hours per month/ 80 hours during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-03-03
S63 Uniform Securities Agent State Law Examination 1999-03-27
  • S65 Uniform Investment Adviser Law Examination
    2010-03-03
  • S63 Uniform Securities Agent State Law Examination
    1999-03-27

View on SEC IAPD

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