John Neal Lavelle

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2022 → 11/2022
  Oppenheimer & Co. Inc.
  St. Louis, MO
• 02/1999 → Present
  Focus Insurance
  Eureka, MO
• 03/2024 → Present
  The Prudential Insurance Company Of America
  St Louis, MO
• 03/2024 → 11/2024
  Pruco Securities Llc
  St Louis, MO
• 11/2024 → Present
  Lpl Enterprise, Llc
  Eureka, MO

Previous Registrations

• 2024-03-15 → 2024-11-14
  Pruco Securities, Llc.
  Eureka, MO
  St. Louis, MO
• 2022-07-22 → 2022-12-02
  Oppenheimer & Co. Inc.
  St. Louis, MO

Other Businesses

1) 07/14/2025 - J&L Lavelle Enterprises - Real Estate Rental - We own the building we do business out of. - INV Related - At Eureka, MO - Start Date 08/15/2012 - 0hrs/mth - 0hrs During Trading 2) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s) 3) 02/19/2025 - Focus Financial Services, Inc - Property and Casualty - We sell home, auto, and commercial insurance. I just oversee operations and manage operations. - INV Related - At Eureka, MO - Start Date 02/15/1999 - 40hrs/mth - 0hrs During Trading 4) 02/20/2025 - Focus Financial Services, Inc. - DBA for LPL Business (entity for LPL business) - At reported business location(s) - Start Date 02/15/1999 - 20hrs/mth - 20hrs During Trading

Exams

• S66 Uniform Combined State Law Examination
  2022-07-21
• S63 Uniform Securities Agent State Law Examination
  1999-01-25

Other Names

• John Neal Lavelle
• John Neil Lavelle