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James Lee Park

Tiaa-Cref Individual & Institutional Services, LLC

Ann Arbor, MI

Saline, MI

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-21
MI RA APPROVED 2019-01-01
  • TX RA
    APPROVED_RES
    Since 2025-08-21
  • MI RA
    APPROVED
    Since 2019-01-01

Branch Locations

777 E. Eisenhower Parkway Suite 100, Ann Arbor, MI 48108 • United States

Saline, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dmt Usa Inc Ann Arbor MI 08/2008 05/2017
Northwestern Mutual Investment Services Llc Ann Arbor MI 04/2017 06/2018
Northwestern Mutual Life Insurance Company Ann Arbor MI 06/2017 06/2018
Tiaa Ann Arbor MI 10/2018 Present
Tiaa-Cref Individual & Institutional Services, Llc Ann Arbor MI 10/2018 Present
Carrigan Cafe Saline MI 07/2018 10/2018
  • 08/2008 → 05/2017
    Dmt Usa Inc
    Ann Arbor, MI
  • 04/2017 → 06/2018
    Northwestern Mutual Investment Services Llc
    Ann Arbor, MI
  • 06/2017 → 06/2018
    Northwestern Mutual Life Insurance Company
    Ann Arbor, MI
  • 10/2018 → Present
    Tiaa
    Ann Arbor, MI
  • 10/2018 → Present
    Tiaa-Cref Individual & Institutional Services, Llc
    Ann Arbor, MI
  • 07/2018 → 10/2018
    Carrigan Cafe
    Saline, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-31
S63 Uniform Securities Agent State Law Examination 2018-04-20
  • S66 Uniform Combined State Law Examination
    2018-12-31
  • S63 Uniform Securities Agent State Law Examination
    2018-04-20
Other Names
  • James Park
  • James Lee Park
  • Jim Park
  • Jim Park

View on SEC IAPD

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SPC · ANN ARBOR, MI
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LPL FINANCIAL LLC · ANN ARBOR, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ANN ARBOR, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ANN ARBOR, MI
FIRST HEARTLAND CONSULTANTS, INC. · ANN ARBOR, MI
LPL FINANCIAL LLC · ANN ARBOR, MI
OSAIC ADVISORY SERVICES, LLC · Ann Arbor, MI

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