Thomas Gilbert Sullivan

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2017 → 10/2017
  Northwestern Mutual
  Clayton, MO
• 08/2018 → 03/2019
  Topgolf St Louis
  Chesterfield, MO
• 01/2019 → 08/2024
  Ohio National Financial Services
  Cincinnati, OH
• 02/2020 → 08/2024
  The O.N. Equity Sales Company
  Cincinnati, OH
• 10/2017 → 08/2018
  Unemployed
  St Louis, MO
• 05/2015 → 03/2017
  St. Louis
  Chesterfield, MO
• 08/2024 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 08/2024 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2020-09-10 → 2024-08-01
  On Investment Management Co
  St Louis, MO

Other Businesses

1) THOMAS SULLIVAN, 390 S WOODS MILL RD SUITE 100 CHESTERFIELD MO, 08/2024, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, INV REL, 100 HR/MO 100 HR/MO TRADING 2) THE AMERICA GROUP, 390 S WOODS MILL RD CHESTERFIELD MO, 08/2004, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCY, INV REL, 200 HR/MO 200 HR/MO TRADING 3) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 08/2024, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO 40 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2020-08-31