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Chloe Amelia Farrick

J.P. Morgan Securities LLC

Boston, MA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-16
  • TX RA
    APPROVED
    Since 2023-11-16

Branch Locations

50 Rowes Wharf Floor 03, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Los Angeles CA 07/2019 Present
Jp Morgan Chase Bank Los Angeles CA 07/2019 Present
Jpmorgan Chase Los Angeles CA 05/2018 08/2018
Kvh Industries Middletown RI 06/2017 08/2017
Morgan Stanley Providence RI 06/2017 07/2017
Inns Of Newport Newport RI 08/2011 09/2016
University Of Southern California Los Angeles CA 01/2016 05/2019
Unemployed Newport RI 05/2019 06/2019
  • 07/2019 → Present
    Jp Morgan Securities Llc
    Los Angeles, CA
  • 07/2019 → Present
    Jp Morgan Chase Bank
    Los Angeles, CA
  • 05/2018 → 08/2018
    Jpmorgan Chase
    Los Angeles, CA
  • 06/2017 → 08/2017
    Kvh Industries
    Middletown, RI
  • 06/2017 → 07/2017
    Morgan Stanley
    Providence, RI
  • 08/2011 → 09/2016
    Inns Of Newport
    Newport, RI
  • 01/2016 → 05/2019
    University Of Southern California
    Los Angeles, CA
  • 05/2019 → 06/2019
    Unemployed
    Newport, RI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-15
S63 Uniform Securities Agent State Law Examination 2019-10-07
  • S65 Uniform Investment Adviser Law Examination
    2023-11-15
  • S63 Uniform Securities Agent State Law Examination
    2019-10-07
Other Names
  • Chloe A Farrick

View on SEC IAPD

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Other Offices

COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
LONGWOOD MANAGEMENT LLC · BOSTON, MA
ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC · BOSTON, MA
NEWPATH MANAGEMENT, L.P. · BOSTON, MA

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