Adam Sloan

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
MT	RA	APPROVED	2024-06-14

MT RA
APPROVED

Since 2024-06-14

Branch Locations

Kalispell, MT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Securities America, Inc.	Kalispell	MT	04/2017	06/2024
Noble Excavating, Inc.	Libby	MT	04/2005	04/2017
Securities America Advisors	Kalispell	MT	05/2018	06/2024
Osaic Wealth, Inc.	Kalispell	MT	06/2024	Present

04/2017 → 06/2024

Securities America, Inc.

Kalispell, MT
04/2005 → 04/2017

Noble Excavating, Inc.

Libby, MT
05/2018 → 06/2024

Securities America Advisors

Kalispell, MT
06/2024 → Present

Osaic Wealth, Inc.

Kalispell, MT

Previous Registrations

2018-05-18 → 2024-06-14

Securities America Advisors, Inc.

Kalispell, MT

Other Businesses

NOBLE EXCAVATING POSITION: part-time employee NATURE: Construction and Road maintenance INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 10 START DATE: 07/17/2017 ADDRESS: 120 Jay Effar RD,, Libby MT 59923, United States DESCRIPTION: Operate heavy equipment (Graders, Dozers, Excavators) DBA: Steve Sloan Financial SECURITIES AMERICA ADVISORY POSITION: Independent Advisor NATURE: Advisory business with SAA INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 05/24/2018 ADDRESS: P.O. Box 460001, Papillion NE 68046-0001, United States DESCRIPTION: Advisory business using SAA platform ADAM JONATHAN SLOAN INSURANCE POSITION: Producer NATURE: Life insurance sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 06/01/2018 ADDRESS: 323 Buckboard lane, Kalispell MT 59923, United States DESCRIPTION: Sales of insurance products described above SLOAN RENTALS POSITION: Landlord NATURE: Rental property (residential duplex) INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2017 ADDRESS: 93 crest st, Libby MT 59923, United States DESCRIPTION: rental of residential property MCALPINE RANCHES POSITION: helping to harvest and seed NATURE: helping friends with planting and harvest INVESTMENT RELATED: No NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 50 START DATE: 08/10/2020 ADDRESS: po box 817, cutbank MT 59427, United States DESCRIPTION: operating equipment used in farming