Albert Valencia Rodriguez

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2016 → 11/2016
  Go Wireless
  Cypress, CA
• 11/2016 → 04/2017
  T-Mobile Usa, Inc.
  Redwood City, CA
• 04/2017 → 01/2022
  J.P. Morgan Securities Llc
  Campbell, CA
• 04/2017 → 01/2022
  Jpmorgan Chase Bank, N.A.
  Campbell, CA
• 02/2022 → 09/2023
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Santa Clara, CA
• 02/2022 → 09/2023
  Bank Of America, N.A.
  Sant Clara, CA
• 09/2023 → 06/2025
  J.P. Morgan Securities Llc
  San Jose, CA
• 07/2023 → 03/2024
  Forty Niners Sc Stadium Company Llc
  Santa Clara, CA
• 09/2023 → 06/2025
  Jpmorgan Chase Bank, N.A.
  San Jose, CA
• 01/2022 → 02/2022
  Populous, The Teams Company, Llc
  Los Angeles, CA
• 06/2025 → Present
  Bmo Harris Bank
  Morgan Hill, CA
• 06/2025 → Present
  Lpl Financial
  Morgan Hill, CA

Previous Registrations

• 2023-09-28 → 2025-06-11
  J.P. Morgan Securities Llc
  San Jose, CA
• 2022-08-23 → 2023-10-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  Santa Clara, CA

Other Businesses

1. Start Date: 06/16/2025 - BMO HARRIS BANK - Financial Institution Duty - Investment Related - Morgan Hill, CA 95037 - 160 Hrs/Mth - 40 Hrs During Trading - Time Spent: 100 2. Start Date: 6/16/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name BMO INVESTMENT SERVICES - Investment Related - At Reported Business Location(s) - 0 Hrs/Mth - 0 Hrs During Trading - Time Spent: 0

Exams

• S66 Uniform Combined State Law Examination
  2022-08-19
• S63 Uniform Securities Agent State Law Examination
  2017-06-02

Other Names

• Albert Rodriguez
• Albert V Rodriguez
• Albert Valencia Rodriguez