Andrea Marie Hageman

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-10-26

NY RA
APPROVED

Since 2021-10-26

Branch Locations

Fairport, NY • United States

400 Linden Oaks, Rochester, NY 14625 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Young Entrepreneurs Academy, Inc.	Rochester	NY	10/2012	01/2017
The Arc Of Monroe County	Rochester	NY	02/2017	05/2017
Ubs Financial Services, Inc.	Rochester	NY	05/2017	Present

10/2012 → 01/2017

Young Entrepreneurs Academy, Inc.

Rochester, NY
02/2017 → 05/2017

The Arc Of Monroe County

Rochester, NY
05/2017 → Present

Ubs Financial Services, Inc.

Rochester, NY

Other Businesses

The Hunior League of Rochester / 110 Linden Oaks Suite A Rochester,New York United States 14625 / Other/ Charity / The JLR is an organization of women committed to promoting voluntarism, developing the potential of women, and improving communities through the effective action and leadership of trained volunteers. Its purpose is exclusively educational and charitable. / Other / Member / Fundraise, volunteer, plan events / Start Date 12/19/18

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-04-02

S66 Uniform Combined State Law Examination

2018-04-02

View on SEC IAPD