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Employer firm

Capital Analysts CRD 162200

$8.77B regulatory AUM 57 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-03-14
  • MI RA
    APPROVED
    Since 2023-03-14

Branch Locations

29905 Middlebelt Rd, Farmington Hills, MI 48334 • United States

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2018-03-15
  • MI RA
    APPROVED
    Since 2018-03-15

Branch Locations

29905 Middlebelt Rd, Farmington Hills, MI 48334 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Investment Fort Washington PA 04/2017 Present
Livingston International Southfield MI 04/2014 01/2017
Lincoln Investment Fort Washington PA 02/2023 Present
Capital Analysts Fort Washington PA 02/2023 Present
Other Businesses

CONSOLIDATED FINANCIAL CORPORATION POSITION: Fixed Insurance Agent NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 06/01/2017 ADDRESS: 29905 Middlebelt Rd, Farmington Hills MI 48334, United States DESCRIPTION: Servicing and receiving compensation on fixed insurance products

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-09
  • S66 Uniform Combined State Law Examination
    2017-11-09

View on SEC IAPD

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