Travis Smith Sparkman

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → 07/2019
  Keller Williams Realty
  Austin, TX
• 06/2017 → 11/2024
  Lpl Financial, Llc
  Burnet, TX
• 11/2024 → Present
  Raymond James Financial Services, Inc.
  Austin, TX
• 11/2024 → Present
  Raymond James Financial Services Advisors, Inc.
  Austin, TX

Previous Registrations

• 2019-02-27 → 2024-11-20
  Lpl Financial Llc
  Burnet, TX
  Leander, TX
  Austin, TX

Other Businesses

(1)Name of Business: Address: 13706 Research Blvd Suite 306, Austin, TX, 78750-1840, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 01/01/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: Sparkman Wealth Management Address: 13706 Research Blvd. Ste. 306, Austin, TX, 78750-1882, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 06/01/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 2-10 Description of duties: operate wealth management team. recruit new advisors, financial planning, investment advising

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-02-27
• S63 Uniform Securities Agent State Law Examination
  2017-09-21