David Andrew Cochran

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2017 → Present
  The Vanguard Group, Inc.
  Charlotte, NC
• 01/2009 → Present
  Self Employed
  Huntersville, NC
• 09/2008 → 09/2016
  Bank Of America
  Charlotte, NC
• 04/2015 → 12/2018
  Self Employed
  Charlotte, NC
• 09/2016 → Present
  Self-Employed
  Stanley, NC

Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC. (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 1. Name of Business: Self Employed; Not Investment Related. Address: Huntersville, NC. Nature of Business: Stubhub ticket sales; Position: Sole Proprietor; Start date: 01/2009; Approximately 1-5 hours per month. 0 hours devoted during securities trading hours. Duties: Carolina Panthers PSL's random event ticket sales...... 2. Name of Business: Rental Property; Investment Related; Address: Huntersville, NC; Position: Sole Proprietor; Start Date: 08/2016 2-3 hours devoted per month. 0 hours devoted during securities trading hours..... 3. NAME OF BUSINESS: Rental Property INVESTMENT-RELATED: ADDRESS: Charlotte, NC POSITION: Owner START DATE: 06/2017 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0..... 4. NAME OF BUSINESS: Rental Property INVESTMENT-RELATED: ADDRESS: Huntersville, NC POSITION: Owner START DATE: 09/2017 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0..... 5. NAME OF BUSINESS: Rental Property INVESTMENT-RELATED: ADDRESS: Huntersville, NC POSITION: Owner START DATE: 09/2020 APPROXIMATE HOURS/MONTH: 2 HOURS DEVOTED DURING TRADING HOURS: 0..... BUSINESS: SELF EMPLOYED NON-INVESTMENT RELATED ADDRESS (City/State): STANLEY, CA NATURE OF BUSINESS: ECOMMERCE POSITION: SOLE PRORIETOR START DATE (Month/Year):09/2016 APPROXIMATE HOURS PER MONTH: 0 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: SALE OF EVENT TICKETS

Exams

• S66 Uniform Combined State Law Examination
  2019-10-02
• S63 Uniform Securities Agent State Law Examination
  2017-06-01

Other Names

• David Cochran