Gregg Jason Cuvin

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2022-02-17
NY	RA	APPROVED	2021-06-16
CT	RA	APPROVED	2009-06-01
TX	RA	APPROVED	2009-06-01
VA	RA	APPROVED	2009-06-01

NJ RA
APPROVED

Since 2022-02-17
NY RA
APPROVED

Since 2021-06-16
CT RA
APPROVED

Since 2009-06-01
TX RA
APPROVED

Since 2009-06-01
VA RA
APPROVED

Since 2009-06-01

Branch Locations

55 East 52Nd Street 10Th Floor, New York, NY 10055 • United States

North Caldwell, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	New York	NY	06/2009	Present
Morgan Stanley Private Bank, N.A.	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley Smith Barney Llc

New York, NY
01/2015 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

New York, NY
2006-03-24 → 2007-04-02

Morgan Stanley Dw Inc.

New York, NY
2002-06-21 → 2006-03-29

Chase Investment Services Corp.

New York City, NY

Other Businesses

*578921 - CFP Board; Investment Related: No; Washington DC, District of Columbia; Financial Planning / Designation (CFP); No official title or role, but may be asked to volunteer my perspective on CFP investigations from time to time by CFP Board (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 01/2024; During Business Hours: 0; After Business Hours: 0; Other

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-06-18
S63	Uniform Securities Agent State Law Examination	1998-11-02

S65 Uniform Investment Adviser Law Examination

2002-06-18
S63 Uniform Securities Agent State Law Examination

1998-11-02

Designations

Certified Financial Planner
Chartered Financial Consultant

Other Names

Gregg J Cuvin

View on SEC IAPD