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Christopher L. Buck

Thrivent Investment Management Inc.

Mason, MI

Mason, MI

CRD 6785443

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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2026-03-19
TX RA APPROVED 2025-07-08
MI RA APPROVED 2024-08-28
  • OK RA
    APPROVED
    Since 2026-03-19
  • TX RA
    APPROVED
    Since 2025-07-08
  • MI RA
    APPROVED
    Since 2024-08-28

Branch Locations

Mason, MI • United States

330 S Jefferson St., Mason, MI 48854 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Modern Woodmen Of America Rock Island IL 11/2016 04/2024
United States Marine Corps Quantico VA 11/1990 12/2016
Mwa Financial Services Inc. Rock Island IL 05/2017 04/2024
Thrivent Investment Management Inc. Mason MI 05/2024 Present
Thrivent Financial Appleton WI 06/2024 01/2025
Thrivent Financial Appleton WI 01/2025 Present
  • 11/2016 → 04/2024
    Modern Woodmen Of America
    Rock Island, IL
  • 11/1990 → 12/2016
    United States Marine Corps
    Quantico, VA
  • 05/2017 → 04/2024
    Mwa Financial Services Inc.
    Rock Island, IL
  • 05/2024 → Present
    Mason, MI
  • 06/2024 → 01/2025
    Thrivent Financial
    Appleton, WI
  • 01/2025 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

MASON CHAMBER OF COMMERCE POSITION: Board member NATURE: Chamber of commerce represents and supports small businesses within the Mason community. It provides advocacy, networking, business promotion, education and resources for business owners. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2022 ADDRESS: 148 E Ash St, Mason MI 48854, United States DESCRIPTION: Serve in a community leadership role by assisting in governing the chamber, protect it's mission, and advance the local business community.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-27
S63 Uniform Securities Agent State Law Examination 2017-09-08
  • S66 Uniform Combined State Law Examination
    2024-08-27
  • S63 Uniform Securities Agent State Law Examination
    2017-09-08
Other Names
  • Christopher L. Buck
  • Christopher Lee Buck
  • Chris Buck

View on SEC IAPD

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