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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-09
MN RA APPROVED 2023-11-06
  • TX RA
    APPROVED
    Since 2024-01-09
  • MN RA
    APPROVED
    Since 2023-11-06

Branch Locations

16180 Hastings Avenue Southeast, Prior Lake, MN 55372 • United States

Prior Lake, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Prior Lake MN 09/2022 Present
Sonnet Montessori & Childcare Prior Lake MN 10/2021 12/2022
Entrepreneur Business - Sydney's Services Prior Lake MN 06/2012 12/2022
Kids Company Prior Lake/Savage MN 10/2016 02/2021
North Dakota State University Aes Greenhouse Fargo ND 01/2020 09/2020
Thrivent Financial Prior Lake MN 06/2017 12/2023
Thrivent Financial Appleton WI 12/2023 01/2024
Thrivent Financial Appleton WI 01/2024 Present
  • 09/2022 → Present
    Prior Lake, MN
  • 10/2021 → 12/2022
    Sonnet Montessori & Childcare
    Prior Lake, MN
  • 06/2012 → 12/2022
    Entrepreneur Business - Sydney's Services
    Prior Lake, MN
  • 10/2016 → 02/2021
    Kids Company
    Prior Lake/Savage, MN
  • 01/2020 → 09/2020
    North Dakota State University Aes Greenhouse
    Fargo, ND
  • 06/2017 → 12/2023
    Thrivent Financial
    Prior Lake, MN
  • 12/2023 → 01/2024
    Thrivent Financial
    Appleton, WI
  • 01/2024 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-04
  • S66 Uniform Combined State Law Examination
    2023-11-04

View on SEC IAPD

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