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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-16
CA RA APPROVED 2021-04-27
  • TX RA
    APPROVED_RES
    Since 2026-02-16
  • CA RA
    APPROVED
    Since 2021-04-27

Branch Locations

Torrance, CA • United States

6080 Center Drive Suite 120, Los Angeles, CA 90045 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Family Heritage Life Idabel OK 03/2016 03/2017
Massmutual Life Insurance Co. Los Angeles CA 03/2019 Present
Mml Investors Services, Inc. Los Angeles CA 10/2020 Present
Integrity Financial Corporation Malibu CA 04/2017 01/2019
  • 03/2016 → 03/2017
    Family Heritage Life
    Idabel, OK
  • 03/2019 → Present
    Massmutual Life Insurance Co.
    Los Angeles, CA
  • 10/2020 → Present
    Mml Investors Services, Inc.
    Los Angeles, CA
  • 04/2017 → 01/2019
    Malibu, CA
Previous Registrations
Other Businesses

NAME: MICHAEL FORD INV REL: Y ADD: 6080 CENTER DRIVE SUITE 120 LOS ANGELES, CA, 90045 NATURE: SELLING LIFE,DI,EQUITY FIXED LIFE, LTC,FIXED ANNUITIES AND HEALTH INSURANCE POSITION: FINANCIAL SERVICES PROFESSIONAL START DATE: 3/29/2019 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 1 (2)NAME: MICHAEL FORD INV REL: Y ADD: RESIDENTIAL NATURE: INVESTMENT RENTAL PROPERTY POSITION: OWNER START DATE: 12/20/2020 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-12
S65 Uniform Investment Adviser Law Examination 2017-04-22
  • S66 Uniform Combined State Law Examination
    2021-03-12
  • S65 Uniform Investment Adviser Law Examination
    2017-04-22

View on SEC IAPD

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